Dialectic

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In classical philosophy, dialectic (Greek: διαλεκτική) is an exchange of propositions (theses) and counter-propositions (antitheses) resulting in a synthesis of the opposing assertions, or at least a qualitative transformation in the direction of the dialogue. It is one of the three original liberal arts or trivium (the other members are rhetoric and grammar) in Western culture. In ancient and medieval times, both rhetoric and dialectic were understood to aim at being persuasive (through dialogue). The aim of the dialectical method, often known as dialectic or dialectics, is to try to resolve the disagreement through rational discussion. One way — the Socratic method — is to show that a given hypothesis (with other admissions) leads to a contradiction; thus, forcing the withdrawal of the hypothesis as a candidate for truth. Another way of trying to resolve a disagreement is by denying some presupposition of the contending thesis and antithesis; thereby moving to a third (syn)thesis.^[1]

Contents 1 In philosophy 1.1 Hindu dialectic 1.2 Socratic dialectic 1.3 Buddhist dialectic 1.4 Hegelian dialectic 1.5 Marxian dialectics 1.6 Critiques of dialectic 2 Dialectical biology 3 See also 4 Notes and references 5 Sources

[edit] In philosophy

"The history of the term dialectic would by itself constitute a considerable history of philosophy" (Barbara Cassin, ed., Vocabulaire européen des philosophies [Paris: Le Robert & Seuil, 2004], p. 306, trans. M.K. Jensen). Briefly, the term "dialectic" owes much of its prestige to its role in the philosophy of Socrates and Plato, where it figures as the logical method of philosophy in the Socratic dialectical method of cross-examination. The term was given new life by Hegel, whose dialectically dynamic model of nature and of history made it, as it were, a fundamental aspect of the nature of reality (instead of regarding the contradictions into which dialectics leads as a sign of the sterility of the dialectical method, as Kant tended to do in his Critique of Pure Reason). In the mid-nineteenth century, the concept of "dialectic" was appropriated by Marx (see, for example, Das Kapital, published in 1867) and Engels and retooled in a non-idealist manner, becoming a crucial notion in their philosophy of dialectical materialism. Thus this concept came, for a time, to play a prominent role on the world stage and in world history. Today, "dialectics" can also refer to an understanding of how we can or should perceive the world (epistemology), an assertion of the interconnected, contradictory, and dynamic nature of the world outside our perception of it (ontology), or a method of presentation of ideas or conclusions.

[edit] Hindu dialectic

See also: Hindu philosophy

In Hinduism, certain dialectical elements can be found in embryo, such as the idea of the three phases of creation (Brahma), maintenance of order (Vishnu) and destruction or disorder (Shiva). Hindu dialectic is discussed by Hegel, Engels, and Ian Stewart, who has written on Chaos Theory. Stewart points out that the relationship between the gods Shiva, "the Untamed", and Vishnu is not the antagonism between good and evil, but that of the real principles of harmony and discord which together underlie the whole of existence.

The very earliest religious writings in ancient India, the Vedas, which date from around 1500 BC (and hence may be considered as the oldest philosophical literature in the world), in a formal sense, are hymns to the gods, but as Hegel also points out, Eastern religions are very philosophical in character. The gods have less of a personal character and are more akin to general concepts and symbols. We find these elements of dialectics in Hinduism as Engels has explained. The gods and goddesses of the Vedas are not persons but manifestations of ultimate truth and reality, and these writings contain a wealth of philosophical and religious speculation about the nature of the universe.

[edit] Socratic dialectic

See also: Socratic method

In Plato's dialogues and other Socratic dialogues, Socrates attempts to examine first principles or premises by which we all reason and argue with. Socrates typically argues by cross-examining someone's claims and premises in order to draw out a contradiction or inconsistency among them. For example, in the Euthyphro, Socrates asks Euthyphro to provide a definition of piety. Euthyphro replies that the pious is that which is loved by the gods. But, Socrates also has Euthyphro agreeing that the gods are quarrelsome and their quarrels, like human quarrels, concern objects of love or hatred. Therefore, Socrates reasons, at least one thing exists which certain gods love but other gods hate. Again, Euthyphro agrees. Socrates concludes that if Euthyphro's definition of piety is acceptable, then there must exist at least one thing which is both pious and impious (as it is both loved and hated by the gods) — which, Euthyphro admits, is absurd. Thus, Euthyphro is brought to a realization by this dialectical method that his definition of piety cannot be correct. The starting point of the dialectical method is to examine our common opinions, then to see the contradictions in them, and to realize that we are ignorant, or do not know the true answers to our questions. Only then can one begin to search for true premises and first principles.

[edit] Buddhist dialectic

See also: Buddhist philosophy

Elements of dialectics are found in Buddhism, Engels explains. The Buddhist doctrine was argued in a highly consistent and logical way in the 2nd century by Nagarjuna, whose rationalism became the basis for the development of Buddhist logic. The logic of Buddhism was later developed by other notable thinkers such as Dignaga and Dharmakirti (between 500 and 700). This laid the basis for later idealist schools such as Madhyamaka, Vijnanavada, and Tantric Buddhism.

The dynamic element in Buddhism, its dialectical side, is shown by its view of reality as something eternally changing and impermanent. By contrast, for the Vedanta philosophy, only the changeless and eternal is real. Modern Buddhist thinkers tend to lay more stress on its "rationalistic" and "atheistic" character, which tends to make it more acceptable to educated Westerners in search of a satisfying alternative to Christianity. The Essense of Buddhism in its original form possesses a rational core, and most of the elements of dialectics were present in it, but they were present only in Theravāda buddhism presently practiced in Thailand, Burma and Sri Lanka, similar to the early Greek philosophies. This represented the first faltering steps of dialectical philosophy.

[edit] Hegelian dialectic

also see Delphi method based on the Hegelian dialectic used in corporate and government applications

Hegel's dialectic, which he usually presented in a threefold manner, was vulgarized by Heinrich Moritz Chalybäus as comprising three dialectical stages of development: a thesis, giving rise to its reaction, an antithesis which contradicts or negates the thesis, and the tension between the two being resolved by means of a synthesis. Hegel rarely used these terms himself: this model is not Hegelian but Fichtean.

In the Logic, for instance, Hegel describes a dialectic of existence: first, existence must be posited as pure Being (Sein); but pure Being, upon examination, is found to be indistinguishable from Nothing (Nicht). When it is realized that what is coming into being is, at the same time, also returning to nothing (consider life: old organisms die as new organisms are created or born), both Being and Nothing are united as Becoming. ^[2]

As in the Socratic dialectic, Hegel claimed to proceed by making implicit contradictions explicit: each stage of the process is the product of contradictions inherent or implicit in the preceding stage. For Hegel, the whole of history is one tremendous dialectic, major stages of which chart a progression from self-alienation as slavery to self-unification and realization as the rational, constitutional state of free and equal citizens. The Hegelian dialectic cannot be mechanically applied for any chosen thesis. Critics argue that the selection of any antithesis, other than the logical negation of the thesis, is subjective. Then, if the logical negation is used as the antithesis, there is no rigorous way to derive a synthesis. In practice, when an antithesis is selected to suit the user's subjective purpose, the resulting "contradictions" are rhetorical, not logical, and the resulting synthesis not rigorously defensible against a multitude of other possible syntheses. The problem with the Fichtean "thesis — antithesis — synthesis" model is that it implies that contradictions or negations come from outside of things. Hegel's point is that they are inherent in and internal to things. This conception of dialectics derives ultimately from Heraclitus.

[edit] Marxian dialectics

Karl Marx and Friedrich Engels believed Hegel was "standing on his head", and endeavoured to put him back on his feet, ridding Hegel's logic of its orientation towards philosophical idealism, and conceiving what is now known as materialist or Marxist dialectics. This is what Marx had to say about the difference between Hegel's dialectics and his own:

"My dialectic method is not only different from the Hegelian, but is its direct opposite. To Hegel, the life-process of the human brain, i.e., the process of thinking, which, under the name of 'the Idea,' he even transforms into an independent subject, is the demiurgos of the real world, and the real world is only the external, phenomenal form of 'the Idea.' With me, on the contrary, the ideal is nothing else than the material world reflected by the human mind, and translated into forms of thought."

Nevertheless Marx "openly avowed [himself] the pupil of that mighty thinker" and even "coquetted with modes of expression peculiar to him".

Marx wrote: "The mystification which dialectic suffers in Hegel's hands, by no means prevents him from being the first to present its general form of working in a comprehensive and conscious manner. With him it is standing on its head. It must be turned right side up again, if you would discover the rational kernel within the mystical shell."

In the work of Marx and Engels the dialectical approach to the study of history became intertwined with historical materialism, the school of thought exemplified by the works of Marx, Engels, and Lenin. (Marx himself never referred to "historical materialism.") A dialectical methodology came to be seen as the vital foundation for any Marxist politics, through the work of Karl Korsch, Georg Lukács and certain members of the Frankfurt School. Under Stalin, Marxist dialectics developed into what was called "diamat" (short for dialectical materialism). Some Soviet academics, most notably Evald Ilyenkov, continued with unorthodox philosophical studies of the Marxist dialectic, as did a number of thinkers in the West. One of the best known North American dialectical philosophers is Bertell Ollman.

Engels argued that all of nature is dialectical. In Anti-Dühring he contends that negation of negation is "A very simple process which is taking place everywhere and every day, which any child can understand as soon as it is stripped of the veil of mystery in which it was enveloped by the old idealist philosophy." In Dialectics of Nature, Engels states, "Probably the same gentlemen who up to now have decried the transformation of quantity into quality as mysticism and incomprehensible transcendentalism will now declare that it is indeed something quite self-evident, trivial, and commonplace, which they have long employed, and so they have been taught nothing new. But to have formulated for the first time in its universally valid form a general law of development of nature, society, and thought, will always remain an act of historic importance."

Marxists view dialectics as a framework for development in which contradiction plays the central role as the source of development. This is perhaps best exemplified in Marx's Capital, which outlines two of his central theories: that of the theory of surplus value and the materialist conception of history. In Capital, Marx had the following to say about his dialectical methodology:

"In its rational form it is a scandal and abomination to bourgeoisdom and its doctrinaire professors, because it includes in its comprehension an affirmative recognition of the existing state of things, at the same time also, the recognition of the negation of that state, of its inevitable breaking up; because it regards every historically developed social form as in fluid movement, and therefore takes into account its transient nature not less than its momentary existence; because it lets nothing impose upon it, and is in its essence critical and revolutionary."

At the heart of Marxist dialectics is the idea of contradiction, with class struggle playing the central role in social and political life, although Marx does identify other historically important contradictions, such as those between mental and manual labor and town and country. Contradiction is the key to all other categories and principles of dialectical development: development by passage of quantitative change into qualitative ones, interruption of gradualness, leaps, negation of the initial moment of development and negation of this very negation, and repetition at a higher level of some of the features and aspects of the original state.

[edit] Critiques of dialectic

Many philosophers have offered critiques of dialectic, and it can even be said that hostility or receptivity to dialectics is one of the things that divides twentieth-century Anglo-American philosophy from the so-called "continental" tradition, a divide that only a few contemporary philosophers (among them, G.H. von Wright, Paul Ricoeur, Hans-Georg Gadamer, Richard Rorty) have ventured to bridge.

One philosopher who has attacked the notion of dialectic again and again is Karl Popper. In 1937 he wrote and delivered a paper entitled "What Is Dialectic?" in which he attacked the dialectical method for its willingness "to put up with contradictions" (Conjectures and Refutations: The Growth of Scientific Knowledge [New York: Basic Books, 1962], p. 316). Popper concluded the essay with these words: "The whole development of dialectic should be a warning against the dangers inherent in philosophical system-building. It should remind us that philosophy should not be made a basis for any sort of scientific system and that philosophers should be much more modest in their claims. One task which they can fulfill quite usefully is the study of the critical methods of science" (Ibid., p. 335).

In chapter 12 of volume 2 of The Open Society and Its Enemies (1944; 5th rev. ed., 1966) Popper unleashed a famous attack on Hegelian dialectics, in which he held Hegel's thought (unjustly, in the view of some philosophers, such as Walter Kaufmann[2]) was to some degree responsible for facilitating the rise of fascism in Europe by encouraging and justifying irrationalism. In section 17 of his 1961 "addenda" to The Open Society, entitled "Facts, Standards, and Truth: A Further Criticism of Relativism," Popper refused to moderate his criticism of the Hegelian dialectic, arguing that it "played a major role in the downfall of the liberal movement in Germany, . . . by contributing to historicism and to an identification of might and right, encouraged totalitarian modes of thought.  . . . [and] undermined and eventually lowered the traditional standards of intellectual responsibility and honesty" (The Open Society and Its Enemies, 5th rev. ed., vol. 2 [Princeton: Princeton University Press, 1966], p. 395).

Edward de Bono has made noting the flaws of dialectic a major part of his work. He acknowledges that it has a valuable place in thinking, but that design is often a necessary tool to address its shortcomings.

[edit] Dialectical biology

In The Dialectical Biologist (Harvard U.P. 1985 ISBN 0-674-20281-3), Richard Levins and Richard Lewontin sketch a dialectical approach to biology. They see "dialectics" more as a set of questions to ask about biological research, a weapon against dogmatism, than as a set of pre-determined answers. They focus on the (dialectical) relationship between the "whole" (or totality) and the "parts." "Part makes whole, and whole makes part" (p. 272). That is, a biological system of some kind consists of a collection of heterogeneous parts. All of these contribute to the character of the whole, as in reductionist thinking. On the other hand, the whole has an existence independent of the parts and feeds back to affect and determine the nature of the parts. This back-and-forth (dialectic) of causation implies a dynamic process. For example, Darwinian evolution points to the competition of a variety of species, each with heterogeneous members, within a given environment. This leads to changing species and even to new species arising. A dialectical biologist would not reject this picture as much as look for ways in which the competing creatures lead to changes in the environment, as when the action of microbes encourages the erosion of rocks. Further, each species is part of the "environment" of all of the others.

[edit] See also

• Aristotle
• Chinese philosophy
• Critical theory (Frankfurt School)
• Dialectician
• Feedback loop
• Gyorgy Lukacs
• Hegel
• Heraclitus
• Marxism
• Plato
• Talmud: Form and style
• Universal dialectic
• Doublethink
• Relational dialectics
• Dialectical Behavioral therapy

[edit] Notes and references

[edit] Sources

• Cassin, Barbara, ed. Vocabulaire européen des philosophies. Paris: Seuil & Le Robert, 2004. ISBN 2-02-030730-8.
• Fleck, Jack Lucero, dialectics4kids.com
• Hegel, Georg Wilhelm Friedrich. Lectures on the History of Philosophy. London.
• Livergood, Norman D. "Dialectic: Plato's Mystical Science," (http://www.hermes-press.com/platonic_dialectic.htm).
• Marcuse, Herbert. Reason and Revolution: Hegel and the Rise of Social Theory (Humanity Books, 1999). ISBN 1-57392-718-X.
• Marx, Karl. Capital: A Critique of Political Economy. Volume 1
• Popper, Karl. The Open Society and Its Enemies-. 5th ed., revised. Princeton: Princeton University Press, 1966. Reprints, Vol. 1, 1972: ISBN 0-691-01968-1. Vol. 2, 1976: ISBN 0-691-01972-X.
• ________. "What is Dialectic?" In Conjectures and Refutations: The Growth of Scientific Knowledge, 312-35. New York: Basic Books, 1962. ISBN 0-06-131376-9. Reprint: Routledge, 1992, ISBN 0-415-04318-2.
• Stewart, Ian. Does God Play Dice?, 1990. London.
• Subotnick, Rose Rosengard. Developing Variations: Style and Ideology in Western Music, 1991. Minneapolis: University of Minnesota Press. ISBN 0-8166-1873-9.
• Woods, Alan. The History of Philosophy, 2001.